This is Part 3 in a series of articles on the European Health Data Space ("EHDS"). Part 1 provides a general overview of the EHDS. Part 2 deals with the requirements on the manufacturers of EHR-Systems under the EHDS.
This article provides an overview of the framework for accessing health data for secondary use under the EHDS. It is based on the compromise text of the EHDS published by the Council of the European Union in March 2024.
Improving access to health data for the purposes of supporting research and innovation activities is one of the key pillars of the EHDS and offers a potentially significant benefit for life sciences and healthcare companies who are looking for improved access to high-quality secondary use data.
By way of reminder, in general terms the EHDS creates a regime under which organisations may apply to a health data access body ("HDAB") for access to electronic health data held by a third party, for one of a number of permitted secondary use purposes. When required to do so by the HDAB, the company holding the health data (the health data holder) must then provide the data to the HDAB in order to satisfy the access request. The EHDS provides for safeguards to protect intellectual property rights and trade secrets, and there is some scope for health data holders to recover costs incurred in making data available.
In more detail, the process operates as follows:
Access to secondary health data
The EHDS stipulates a specific process as well as certain requirements for the access to secondary health data.
In order to get access to secondary health data under the EHDS, the applicant must submit a data access application to the health data access body (“HDAB”). Each Member State must designate an HDAB which is, inter alia, responsible for deciding on data access applications, authorizing and issuing data permits, providing access to electronic health data and monitoring and supervising compliance with the requirements under the EHDS.
Further, the HDAB is responsible for ensuring that data that are adequate, relevant and limited to what is necessary in relation to the purpose of processing indicated in the data access application. The default position is that data will be provided in an anonymized format. However, if the applicant can demonstrate that the purpose of processing cannot be achieved with anonymized data, the HDAB may provide access to the electronic health data in a pseudonymised format.
The data access application must include at least the following:
- The applicant’s identity, description of professional functions and operations, including the identity of the natural persons who will have access to electronic health data;
- Which purposes the access is sought for including a detailed explanation of the intended use and expected benefit related to the use (e.g., protection against serious cross-border threats to health in the public interest, scientific research related to health or care sectors to ensure high levels of quality and safety of health care or medicinal products/devices with the aim of benefitting the end-users, including development and innovation activities for products and services);
- A description of the requested electronic health data, including their scope and time range, format and data sources, where possible, including geographical coverage where data is request from health data holders in several member states;
- A description whether electronic health data need to be made available in a pseudonymised or anonymized format, in case of pseudonymised format, a justification why the processing cannot be pursued using anonymized data. Further, where the applicant seeks to access the personal electronic health data in a pseudonymised format, the compliance with applicable data protection laws shall be demonstrated;
- A description of the safeguards, proportionate to the risks, planned to prevent any misuse of the electronic health data as well as to protect the rights and interests of the health data holder and of the natural persons concerned, including to prevent any re-identification of natural persons in the dataset;
- A justified indication of the period during which the electronic health data is needed for processing in a secure processing environment;
- A description of the tools and computing resources needed for a secure processing environment and, where applicable, information on the assessment of ethical aspects
Where an applicant seeks access to electronic health data from health data holders established in more than one Member State, the applicant must submit a single data access application to the HDAB of the main establishment of the applicant which shall be automatically forwarded to other relevant HDABs.
Also, there is the option to only apply for access to health data in anonymized statistical format with less formal requirements as well as a simplified procedure for trusted health data holders. The European Commission is responsible for creating templates for the data access applications.
Requirements for the technical infrastructure
The HDAB shall only provide access to electronic health data pursuant to a data permit through a secure processing environment. The secure processing environment shall comply with the following security measures:
- Access to the data must be restricted to the natural persons listed in the data access application;
- Implementation of state-of-the-art technical and organisational measures to minimize the risk of unauthorized processing of electronic health data;
- Limitation of the input of electronic health data and the inspection, modification or deletion of electronic health data to a limited number of authorized persons;
- Ensure that access is only granted to electronic health data covered by the data access application;
- Keeping identifiable logs of access to and activities in the secure processing environment for not shorter than one year to verify and audit all processing operations;
- Monitoring compliance and security measures to mitigate potential security threats.
The HDAB shall ensure regular audits, including by third parties, of the secure processing environments and, if necessary, take corrective actions for any shortcomings or vulnerabilities identified.
Data protection roles
From a data protection law perspective, the health data holder shall be deemed controller for the disclosure of the requested electronic health data to the HDAB pursuant to Art. 4 No. 1 GDPR. When fulfilling its tasks under the EHDS, the HDAB shall be deemed controller for the processing of personal electronic health data. However, where the HDAB provides electronic health data to a health data user pursuant to a data access application, the HDAB shall be deemed to act as processor on behalf of the health data user. The EU Commission may establish a template for controller to processor agreements in those cases.
Fees for the access to health data for secondary use
The HDAB may charge fees for making electronic health data available for secondary use. Such fees shall cover all or part of costs related to the procedure for assessing a data access application and granting, refusing or amending a data permit, including the costs related to the consolidation, preparation, anonymization, pseudonymization and provisioning of electronic health data. The fees further include compensation for the costs incurred by the health data holder for compiling and preparing the electronic health data to be made available for secondary use. The health data holder shall provide an estimate of such costs to the HDAB.
Conclusion
The access to electronic health data for secondary use is a big opportunity especially for companies operating in the life science and healthcare sectors to get access to potentially large volumes of high-quality electronic health data for research and product development purposes. Although Chapter IV of the EHDS, which deals with the secondary use of electronic health data, will become applicable 4 years after the EHDS enters into force, companies are well-advised to begin preparation to gain access to electronic health data for secondary use at an early stage in order to gain a competitive advantage and to ensure that they are able to make direct use of the opportunities granted by the EHDS. Such preparation includes, inter alia, the early determination of the specific electronic health data required for the specific purpose the company wants to achieve as well as the set up of an infrastructure which meets the requirements under the EHDS.